London Governance & Compliance Academy
Financial promotions play an important role in the UK financial sector, allowing businesses to advertise their products and services to potential customers. However, these promotions can also carry a high risk of mis-selling and exploitation, with customers sometimes falling victim to overly strong advertising and misleading offers made by financial services companies. The potential damage […]
The UK’s regulatory framework for financial companies is a complex and ever-evolving set of rules, regulations and laws that govern the financial services industry in the United Kingdom and ensure legal and ethical operation. It is designed to protect consumers from harm, ensure fair competition between firms, promote market integrity and maintain financial stability. The […]
The financial services industry is one of the most heavily regulated industries in the UK. This is because of the amount of money that is involved and the potential for harm to customers if the rules are not followed. As such, it is essential that employees in this sector understand the conduct rules that they […]
