{"id":53494,"date":"2020-10-30T10:39:30","date_gmt":"2020-10-30T10:39:30","guid":{"rendered":"https:\/\/lgca.uk\/?page_id=53494"},"modified":"2021-02-12T08:54:00","modified_gmt":"2021-02-12T08:54:00","slug":"courses-library-elearning","status":"publish","type":"page","link":"https:\/\/lgca.uk\/el\/courses-library-elearning\/","title":{"rendered":"eLearning portfolio"},"content":{"rendered":"
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FCA Compliance (CPDs & Introductory Courses)
<\/h3>\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t
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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCompliance Introduction<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Compliance involves the efforts and programs of an organization to ensure that the business complies with government and industry regulations. If your organization is subject to a compliance scheme, it means your business is bound, by contract or law, to follow rules set by external bodies.<\/p>

Description<\/b><\/p>

This e-learning course provides a short introduction to Compliance and the FCA.<\/p>

Training Duration<\/b><\/p>

This course may take up to 1 hour to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a01 CPD Unit<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tAnti-Money Laundering and Counter Terrorist Finance<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

This course provides staff with an understanding of the process of money laundering, the laws and regulations that make it illegal, and the responsibilities of employees to help detect and prevent it.<\/p>

Description<\/b><\/p>

A short online e-learning primer aimed as an introductory overview for those working in FCA-regulated firms to enable them to recognise Anti-Money Laundering and Counter Terrorist Financing and make them aware of the requirements of the FCA, with particular reference to the AML Obligations and Compliance Legislation.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a02 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tAnti-Bribery and Corruption<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Anti-bribery and anti-corruption legislation globally has existed for some time, though enforcement is becoming more aggressive. There is heightened regulatory focus on how insurers obtain and retain business within emerging markets where bribery and corruption is prolific.<\/p>


Description<\/b><\/p>

A short online e-learning primer aimed as an introductory overview for those working in FCA-regulated firms to enable them to recognise Anti-Bribery and Corruption and make them aware of the requirements of the FCA, with particular reference to the Bribery Act 2010.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a02 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tBest Execution<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

The FCA rules relating to Best Execution cover all \u2018financial instruments\u2019. Firms must establish and implement a Best Execution Policy, setting out details of how Best Execution will be achieved.<\/p>

This course offers a comprehensive introduction to best execution. It addresses the characteristics of best execution and how to achieve it. It provides a solid grounding in order execution policies and client information. It also includes the special provisions and changes to best execution with MiFID II and the monitoring rules.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hour to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to be introduced to the characteristics of best execution and the respective regulatory environment. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA etc).<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units are based on interactive reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a02 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tApproved Persons Regime<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 March 2016, applying to banks, building societies, credit unions and investment firms that are subject to dual regulation by the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA). Please note that, if your firm is currently regulated solely by the FCA under the Approved Persons Regime, this will be replaced by SM&CR in 2019 (or December 2018 for insurers).<\/p>

Training Duration<\/b><\/p>

This course may take up to 1 hour to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a01 CPD Unit<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCASS Introduction<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

A short online e-learning primer aimed as an introductory overview for those encountering Client Money and Client Assets for the first time, and for those working in firms that do not hold or control client money or safe custody assets as part of their business.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a02 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tMarket Abuse<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Market abuse may arise in circumstances where financial market investors have been unreasonably disadvantaged, directly or indirectly, by others who: have used information which is not publicly available.<\/p>

Description<\/b><\/p>

An online e-learning course to enable those working in FCA-regulated firms to recognise Market Abuse, including insider dealing and market manipulation, and make them aware of the requirements of the FCA.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a02 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tSMCR \u2014 The Conduct Rules <\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

An online e-learning primer aimed as an introductory overview for those working in FCA-regulated firms to enable them to understand the Conduct Rules within the Senior Managers and Certification Regime, and make them aware of the requirements of the FCA.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a02 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

\n\t\t\t\t\t
\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tWhistleblowing<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

A short online e-learning primer for those working in financial services firms explaining the rules on whistleblowing and when it may be appropriate to make a disclosure (\u2018blow the whistle\u2019), if a firm or individual is involved in wrongdoing.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a02 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

\n\t\t\t\t\t
\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tSenior Managers and Certification Regime<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

An online e-learning course aimed as an introductory overview for those working in FCA authorised firms to enable them to understand the Senior Managers and Certification Regime and make them aware of the requirements of the FCA.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a02 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tTreating Customers Fairly<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

This Treating Customers Fairly (\u201cTCF\u201d) course for all members of a firm helps them show the FCA that fair treatment of customers is at the heart of their business model.<\/p>

Training Duration<\/b><\/p>

This course may take up to 1 hour to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a01 CPD Unit<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t

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Governance, Risk, Compliance (Intermediate Level)<\/h3>\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t
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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tEthics and Compliance<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Ethics and compliance training is helpful for encouraging appropriate behavior, setting expectations, demonstrating the organization\u2019s commitment, and informing employees of laws or regulatory principles that may not be common knowledge.<\/p>

Description<\/b><\/p>

This course will help you to increase your personal ethics and explore your obligations to act with integrity in all aspects of your work and professional relationships. You will also appreciate an Ethical Code of Standards and examine how you can prevent bribery and corruption based on a financial regulatory context.<\/p>

Integrity and scruples not only keep us out of court and out of prison, but they are good for business. One study found that companies making \u201can explicit commitment to doing business ethically\u201d have produced profit\/turnover ratios at 18% higher than those without a similar commitment. Conversely, a bad reputation can ruin a business \u2013 ethics and compliance training is how an organization can avoid that.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2.5 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to consider ethics from a financial regulatory perspective. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 2 CPD Units that approve education in financial regulation, such as the FCA and other financial regulators. The course may be also approved for up to 2 CPD Units by institutions that approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tEthics, Integrity and Fairness in Financial Services<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

Given its role and importance to any functioning modern economy, \u2018trust\u2019 is an essential ingredient between providers of financial services, its clients and even wider society. Culture, conduct and ethics are words which have come to pepper the regulatory lexicon. The importance of these intangible concepts and \u201cgetting it right\u201d has been clearly communicated, and myriad speeches and initiatives in the financial services sector focus on these themes.<\/p>

This programme does not purport to dictate how firms should define their values or operate their businesses. However, lawmakers, regulators and society have defined certain minimum expectations and standards of behaviour from the perspective of customer and business outcomes. These are sometimes framed or described (whether explicitly or implicitly) as issues of trust, integrity or honesty; concepts which have a distinct ethical underpin.<\/p>

Firms and individuals operating in the sector must be conscious and mindful of these standards and expectations and consider both whether they are satisfying the letter and spirit of the rules and\/or guidance and whether the values and principles which they have set for themselves are effective in directing and delivering the firm\u2019s desired outcomes.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to know more about Ethics, Integrity and Fairness in Financial Services, and the regulatory requirements for investment firms, insurance and banking institutions. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA etc). It will be particularly suitable to:<\/p>

\u2022 Compliance professionals and consultants
\u2022 Boards, NEDs and Senior Managers
\u2022 Risk executives
\u2022 Directors<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.
At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 2 CPD Units that approve education in financial regulation, such as the FCA and other financial regulators. The course may be also approved for up to 2 CPD Units by institutions that approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tBusiness Ethics<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Our Business Ethics Online courses can help you build a positive influence on all facets of business. Modeling a robust ethical approach to business interactions will positively impact anyone who has dealings with the business.<\/p>

Description<\/b><\/p>

This course offers a comprehensive review of business ethics and its importance in today\u2019s businesses and professionals. The course covers ethical dilemmas and decisions, fair process leadership and considers all aspects from a practical perspective, as it presents a few case studies for analysis.<\/p>

Learning Objectives<\/b><\/p>

\u2022 Define ethics
\u2022 Explain a major benefit of a company behaving ethically
\u2022 Describe the two ethical relationships that an employee has with a company
\u2022 Describe some of your ethical responsibilities as an employee within a company
\u2022 Describe some of your responsibilities to act ethically when representing a company<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone interested to enhancing their ethics and integrity, either individually or as part of an organisational process.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 2 CPD Units that approve education in financial regulation, such as the FCA and other financial regulators. The course may be also approved for up to 2 CPD Units by institutions that approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tFinancial Crime Risk Management<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

Of the many vulnerabilities and threats to the financial services sector, financial crime risk has emerged as a pervasive, yet widely misunderstood category of risk. As consumers, governments, and the financial industry have gained familiarity with various forms of financial crime, financial services organizations have seen that the underlying risk of financial crimes not only includes the direct action taken by criminals, but also includes the impact of deterrence, detection, and resolution on the organization and its customers.<\/p>

Financial services organizations have the difficult task of effectively identifying the greatest risks to themselves and to their customers, protecting both parties against unnecessary risks and satisfying regulatory requirements for greater transparency, awareness, and consolidation of information across the organization.<\/p>

This interactive and engaging programme aims to help participants understand the financial crime regulatory framework; and develop a comprehension on the management of financial crime risks.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to know more about Financial Crime Risk Management, and the regulatory requirements for investment firms, insurance and banking institutions. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA etc). It will be particularly suitable to:<\/p>

\u2022 Compliance professionals
\u2022 Consultants
\u2022 Corporate executives (including CEOs and CFOs)
\u2022 Senior managers
\u2022 Risk executives
\u2022 Directors
\u2022 MLROs<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 2 CPD Units that approve education in financial regulation, such as the FCA and other financial regulators. The course may be also approved for up to 2 CPD Units by institutions that approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tEuropean Market Infrastructure Regulation (EMIR)<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

EMIR requires the reporting of all derivatives, whether OTC or exchange traded, to a trade repository. EMIR covers entities that qualify for derivative contracts in regards to interest rate, equity, foreign exchange, or credit and commodity derivatives.

<\/p>

Description<\/b><\/p>

This course offers a comprehensive overview of the EMIR. It addresses the EMIR requirements, the types of counterparties and the clearing obligations. It provides a sound grounding to reporting requirements and risk management. It covers the risk mitigation processes and techniques as well as the EU margin rules and eligible collateral.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to be introduced to the EMIR and the respective regulatory provisions. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation such as the FCA.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a02 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tFinancial Regulation: The International Regulatory Environment<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

A key component to the development of financial markets is to agree standards of behaviour and provide mechanisms for dispute resolution. These standards, rules and codes of conduct may be established through self-regulation of the industry, or by means of a statutory approach where governments provide enabling legislation and establish statutory-based regulatory authorities.<\/p>

Integrity and ethical behaviour are key parts of any code of conduct and have, as a result of the financial crisis, experienced renewed focus from professional bodies, governments and regulators. As financial markets have become increasingly global in nature and interdependence has grown, the financial sector has moved from self-regulation to a statutory approach. This has facilitated international cooperation and the development of improved and common standards.<\/p>

The objectives and benefits of regulation is summarised as follows:<\/i><\/p>

\u2022 increase in confidence and trust in financial markets, systems and products
\u2022 establish an environment to encourage economic development and wealth creation
\u2022 reduce the risk of market and system failures including their economic consequences
\u2022 enhance consumer protection, giving them the reassurance they need to save and invest, and
\u2022 reduce financial crime by ensuring financial systems cannot easily be exploited.<\/p>

By attending this course participants will be able to understand the objectives and benefits of regulation and the various agencies that make up the current international and national regulatory environment.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to complete. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to know the essentials of financial regulation and the international regulatory environment, and the regulatory requirements for investment firms, insurance and banking institutions. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA etc).<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and may be accredited by financial regulators, such as FCA and general financial training accreditation bodies, such as CISI, for 2 CPD Units.<\/p>

Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tFundamentals of Risk Management<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

This course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers risk oversight and corporate governance. A longer version of the material is offered in the CISI Risk in Financial Services eLearning course, which additionally explores risk regulation and enterprise risk management as well as investment, liquidity and model risks, thus providing a focus in financial services.<\/p>

Training Duration<\/b><\/p>

This course may take up to 4 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone interested to understanding the basics of risk management in financial services, including professionals who are beginning their career in financial services or existing non-risk professionals working in financial services. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA etc).<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units are based on video-led material. Learners may start, stop and resume their training at any time.<\/p>

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a02 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA and other financial regulators. The course may be also approved for up to 4 CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p>

\u00a0<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tMiFID II Essentials <\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

This course offers a brief overview of MiFID II. It addresses the changes to the market structure under MiFID and MiFID II, and provides a sound grounding to the MiFID II provisions.<\/p>

Training Duration<\/b><\/p>

This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to be introduced to the MiFID II and the respective regulatory provisions. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a02 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t

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LGCA Certificates (Advanced Level) <\/h3>\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t
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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCertificate in Governance, Risk and Compliance<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

Effective Governance, Risk and Compliance (GRC) practices are essential to achieving and maintaining public trust and confidence in financial services, which are critical to the proper functioning of the sector and the economy. Poor GRC can contribute to bank failures, which can pose significant public costs. Such failures also have the potential to impact on any applicable deposit insurance system, and there is the possibility of broader macroeconomic implications, such as contagion risk and impact on payment systems. This was illustrated in the financial crisis that began in 2008.<\/p>

From a financial industry perspective, GRC involves the way the business and affairs of a firm are governed by its board and senior management, including how they:<\/p>

\u2022 set the firm\u2019s strategy and objectives
\u2022 determine the firm\u2019s risk tolerance\/appetite
\u2022 operate the firm\u2019s day-to-day business
\u2022 protect the interests of depositors, meet shareholder obligations, and take into account the interests of other recognised stakeholders, and
\u2022 align corporate activities and behaviour with the expectation that the firm will operate in a safe and sound manner, with integrity and in compliance with applicable laws and regulations.<\/p>

Training Duration<\/b><\/p>

This course may take up to 3 hours to complete. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to know the essentials of GRC and the international regulatory environment. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA etc).<\/p>

\u2022 Board Members
\u2022 Governance Officer
\u2022 Compliance Manager
\u2022 Risk Manager
\u2022 Audit Executive
\u2022 Internal Auditor
\u2022 IT Auditor
\u2022 Corporate Counsel<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and may be accredited by financial regulators, such as FCA and general financial training accreditation bodies, such as CISI, for 3 CPD Units.<\/p>

Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCertificate in Fundamentals of Risk Management<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

This course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers risk oversight and corporate governance. A longer version of the material is offered in the CISI Risk in Financial Services eLearning course, which additionally explores risk regulation and enterprise risk management as well as investment, liquidity and model risks, thus providing a focus in financial services.<\/p>

Training Duration<\/b><\/p>

This course may take up to 4 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone interested to understanding the basics of risk management in financial services, including professionals who are beginning their career in financial services or existing non-risk professionals working in financial services. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA etc).<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units are based on video-led material. Learners may start, stop and resume their training at any time.<\/p>

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a02 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA and other financial regulators. The course may be also approved for up to 4 CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCertificate in Financial Promotion and Marketing Compliance<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

This course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and Germany, for the protection of consumers and investors. It provides a sound grounding in the guidelines for financial promotions and advertising principles. It covers the special provisions which result in unfair business-to-consumer commercial practices that go against professional diligence requirements.<\/p>

Training Duration<\/b><\/p>

This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to be introduced to the ethical and regulatory principles in promoting and advertising financial products. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA).<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a05 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCertificate in International Economic Sanctions<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Define sanctions, review the different categories and assess the purpose that they are designed to achieve. Review the global sanctions framework and the key decision-makers (including international institutions, the UN and the EU, and sovereign nation states, the US)
Group rates available!\u00a0<\/b>Contact us here<\/a><\/p>

Description<\/b><\/p>

This course provides a thorough understanding of sanctions and an opportunity to explore the recent global trends in economic sanctioning while tracing the role of the relevant actors within this complex framework. You will examine the motives and rationale behind such decisions, the resulting effects and the consequences experienced not only by the targeted parties but also those doing business with them, either directly or indirectly.<\/p>

The course is structured to offer the relevant knowledge with reference to practical examples that will enable for a sanctions compliance strategy to be conducted in an effective manner, essential mitigating the sanctions risk.<\/p>

Training Duration<\/b><\/p>

This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to understand the essential definitions of sanctions, the global framework and the main risks considered within a sanctions compliance strategy.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units are based on reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units and the final test.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a05 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCertificate in Internal Capital Adequacy Assessment Process (ICAAP)<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

This course outlines the relevant firm\u2019s responsibility to perform an internal capital adequacy assessment. It examines the process and methodology that will need to be performed while investigating the risk management framework which needs to be established according to Basel guidelines. It also looks the responsibilities of the different functions as regards the risk assessment and sets out the contents of the report that must be produced so as to satisfy this regulatory requirement. Finally, it describes the process which the regulator undertakes to perform the SREP.<\/p>

Training Duration<\/b><\/p>

This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to enhance their understanding of the Internal Capital Adequacy Assessment Process. It will be particularly beneficial to Risk professionals, Board Members, CFOs, Auditors, Compliance Officers, Accounting professionals, Portfolio Managers and Banking professionals. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as FCA etc).<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units are based on reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a05 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as FCA and other financial regulators. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI. LGCA is an Accredited Training Partner (ATP) of CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

\n\t\t\t\t\t
\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCertificate in Insider Dealing and Market Manipulation<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

This course will provide a comprehensive introduction to the Market Abuse Regulation\u2019s definitions on insider information and inside dealing. It will also cover legitimate behaviour, unlawful disclosure of inside information and market soundings. It will provide a sound grounding in market manipulation, the accepted market practices as well as the prohibition, prevention and detection of market abuse.<\/p>

Training Duration<\/b><\/p>

This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to know the essentials of financial regulation and the international regulatory environment, and the regulatory requirements for investment firms, insurance and banking institutions. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA etc).<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and may be accredited by financial regulators, such as FCA and general financial training accreditation bodies, such as CISI, for 5 CPD Units.<\/p>

Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCertificate in Practical Aspects of the Compliance Function<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

This course offers a practical review of the compliance function. It addresses the roles, responsibilities and mission of the compliance officer, the areas covered by the compliance unit and the tools and methodologies that facilitate the compliance officer\u2019s daily work. It provides a sound grounding in the principles of compliance for investment firms and banking institutions. It extensively covers the regulatory provisions for operating a legally compliant firm.<\/p>

Training Duration<\/b><\/p>

This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to be introduced to the compliance function, the compliance officer\u2019s roles and responsibilities and the respective regulatory requirements for investment firms and banking institutions. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA etc).<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.
At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 5 CPD Units that approve education in financial regulation, such as the FCA and other financial regulators. The course may be also approved for up to 5 CPD Units by institutions that approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/span><\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

\n\t\t\t\t\t
\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCertificate in Treating Customers Fairly and Handling Complaints in the Financial Services Sector<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

This course will help you to increase your knowledge in theory and practice about how to treat your customers fairly and in a compliant manner. It will also provide a sound grounding in the complaints handling procedure based on the financial regulations.<\/p>

Training Duration<\/b><\/p>

This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to understand how to achieve a fair customer treatment and complaints handling process based on the respective regulatory environment. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a05 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCertificate in Risk Based Approach (RBA) to Anti Money Laundering<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

This course aims to describe and explain the Risk-Based Approach (RBA) procedures so that the firms focus their efforts on those areas where the risk of ML and TF appears to be higher. Resources should be efficiently invested and applied where they are most required.<\/p>

Description<\/b><\/p>

The risk-based approach (RBA) is central to the effective implementation of the FATF Recommendations. It means that supervisors, financial institutions, and intermediaries identify, assess, and understand the money laundering and terrorist financing (ML\/TF) risks to which they are exposed, and implement the most appropriate mitigation measures.<\/p>

This course includes a general presentation of the RBA and provides specific guidance using risk criteria such as country or geographic risk, customer risk, product or service risk. In addition, examples of risk factors under these risk categories are provided.<\/p>

Content<\/b><\/p>

The course is split into the following units:<\/p>

1. Unit 1 \u2013 Risk Assessment for Money Laundering
This unit describes the need for combating AML risks and other financial crimes. Financial institutions must be able to respond to threats on a contextual basis to balance efficiency and cost needs with compliance obligations.<\/p>

2. Unit 2 \u2013 Risk-Based Approach (RBA)
This unit describes the RBA methodology when assessing risk according to the Financial Action Task Force (FATF) recommendation: taking into account risks relating to types of customers, countries or geographic areas, and particular products, services, transactions or delivery channels.<\/p>

3. Unit 3 \u2013 Assessing and Managing the ML\/TF risk
A risk assessment enables the Financial Institutions to focus on its AML\/CFT efforts and to adopt appropriate measures to optimally allocate the necessary resources. On the Basis of the assessments conducted, the Financial Institutions should have controls, policies and procedures that enable them to manage and mitigate the identified risks effectively.<\/p>

4. Unit 4 \u2013 Simplified and Enhanced Due Diligence measures
According to FATF Recommendation 1, where higher risks are identified financial institutions and Designated Non-Financial Business and Professions (DNFBPs) should be required to take enhanced measures to manage and mitigate the risks.<\/p>

5. Unit 5 \u2013 AML Case Studies<\/p>

This final unit will offer a practical perspective by reviewing recent cases where financial institutions failed to adopt efficient risk-based AML mechanisms.<\/p>

Training Duration<\/b><\/p>

This course may take up to 5 hours to complete. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This module is addressed to all individuals who practice Anti-Money Laundering such as Compliance\/AML Managers in Banks, Investment Firms, Investment Funds, ASPs, Trust Service Corporate Providers and Lawyers.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance & Compliance Academy<\/b>, a UK recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and may be accredited by financial regulators, and general financial training accreditation bodies, such as ICA, CISI and ACAMS, for 5 CPD Units.<\/p>

Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

Access to the course is valid for 365 days.<\/p>

If you wish to receive an invoice instead of paying online, please\u00a0Contact us here<\/a><\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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Description<\/b><\/p>

This course offers a comprehensive introduction to the Undertakings for Collective Investments in Transferable Securities (UCITS). It addresses the national and EU environment, reflecting to the historical background of UCITS and their current stats in numbers. It provides a solid grounding in the general environment and industry players of funds. It covers the special regulatory provisions of UCITS and specific information for their characteristics.<\/p>

Training Duration<\/b><\/p>

This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone wishing to be introduced to the characteristics of UCITS and their respective regulatory environment. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as FCA, etc).<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a05 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t

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Global Certificates & Qualifications (Advanced Level)<\/h3>\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t
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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCISI International Introduction to Investment | Level 3<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

The International Introduction to Investment offers a broad introduction to the financial services professional sector, with a specific focus on investments from a global perspective. The course focuses on international markets and covers key financial principles and products in depth including assets and markets, equities, bonds, derivatives and investment funds. It explores the broader economic environment in which the financial services profession operates and looks at how economic activity is determined and managed in different economic and political systems. The course offers an introduction to financial services regulation and ensures candidates are provided with an understanding of ethical behaviour and acting with integrity.<\/p>

Training Duration<\/b><\/p>

This course may take up to 8 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone pursuing the\u00a0CISI Level 3 Award in International Introduction to Investment<\/a>. It is also suitable for new entrants to the profession and staff who are beginning their career in financial services. The broad topics covered in the course makes it ideal for all staff in financial services, including administration, finance and accounting, IT, customer services, sales and marketing and HR.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units are based on video-led material. Learners may start, stop and resume their training at any time.<\/p>

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion. For those pursuing the CISI Global Financial Compliance exam, a mock exam of 50 questions is also included in the training material.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by financial bodies for\u00a08 CPD Units<\/b>\u00a0that approve education\u00a0in general financial training<\/b>, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCISI Global Financial Compliance | Level 3<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The course addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.<\/p>

Training Duration<\/b><\/p>

This course may take up to 10 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone pursuing the\u00a0CISI Level 3 Award in Global Financial Compliance<\/a>. It is also suitable to all compliance staff and will be especially relevant for Compliance Officers in financial services, as well as to professionals pursuing regulatory CPD in Financial Regulation.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion. For those pursuing the CISI Global Financial Compliance exam, a mock exam of 100 questions is also included in the training material.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a05 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for up to 10 CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tCISI Risk in Financial Services | Level 3<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Description<\/b><\/p>

This course offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecting the needs of a worldwide market, and provides a sound grounding in the principles of the risk management framework, corporate governance and risk oversight. It covers specific techniques used in identifying, reducing and managing operational risk, credit risk, market risk, investment risk and liquidity risk.<\/p>

Training Duration<\/b><\/p>

This course may take up to 10 hours to be completed. However, actual study time differs as each learner uses their own training pace.<\/p>

Participants<\/b><\/p>

This course is ideal for anyone pursuing the\u00a0CISI Level 3 Award in Risk in Financial Services<\/a>. It is also suitable to professionals wishing to learn the various risk areas in financial services, as well as to professionals pursuing regulatory CPD in Financial Regulation.<\/p>

Training Method<\/b><\/p>

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.<\/p>

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion. For those pursuing the CISI Risk in Financial Services exam, a mock exam of 100 questions is also included in the training material.<\/p>

Accreditation and CPD Recognition<\/b><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK training institution.<\/p>

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for\u00a05 CPD Units<\/b>\u00a0that approve education\u00a0in financial regulation<\/b>, such as the FCA. The course may be also approved for up to 10 CPD Units by institutions which approve general financial training, such as the CISI.<\/p>

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.<\/p>

Registration and Access<\/b><\/p>

To register to this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.<\/p>

If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>. Access to the course is valid for 365 days.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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The Certificate in AML provides participants with a thorough understanding of what constitutes Money Laundering (ML) and how financial institutions should respond to increasingly complex attempts by criminal individuals and entities to process proceedings from illegal activities in a manner that enables them to enjoy such illegal proceedings.<\/p>

About the Certificate<\/p>

Participants will investigate what is ML, what constitutes a risk-based approach in dealing with ML and the relevant policies and procedures that may be adopted by a financial institution as part of coherent AML Strategy. In addition, participants will be provided with an overall assessment of international economic sanctions and how these are a valuable tool in combating ML. The Certificate also offers participants, a practical perspective of how AML attempts have been formally incorporated and have led to the creation of legal frameworks that aim to prevent ML practices. The knowledge obtained by undertaking this Certificate is an invaluable asset for professionals that seek to enhance their career prospects in AML that is becoming an increasingly significant issue for financial institutions.<\/p>

Topics covered<\/p>

\u2022 Money laundering methods, techniques, red flags, key risk areas and compliance best practices & checklists
\u2022 KYC and CDD: Beneficial ownership, money laundering risks in gatekeeper roles, politically exposed persons, and much more
\u2022 Economic Sanctions and relevant frameworks
\u2022 Vulnerabilities of Financial Institutions
\u2022 Legal Framework for AML \u2013 A practical perspective
\u2022 Case Studies and analysis<\/p>

Expected Learning Outcomes<\/strong><\/p>

\u2022 Identify ML-related risks and dangers that need to be dealt through a rigid AML strategy
\u2022 Understand ML risk assessment and management and learn how to design a comprehensive AML risk-based approach
\u2022 Review the relevant processes and procedures that need to be adopted as part of an AML strategy
\u2022 Gain a practical perspective through a review of the relevant legal framework that covers AML
\u2022 Understand the importance of sanctions and how these can be utilised as a tool to combat ML<\/p>

Target Audience<\/strong><\/p>

Individuals who aspire for a career in AML, staff with specific anti money laundering duties and staff working in financial services who want a comprehensive training in AML.<\/p>

No previous knowledge or experience is required although it is assumed that participants have good knowledge of English and a sound education background.<\/p>

Format<\/strong><\/p>

\u2022 Register at any time
\u2022 Study in your own time and at your own pace
\u2022 Assessed by online multiple-choice exam<\/p>

What is included<\/strong><\/p>

\u2022 15 hours of self-paced online interactive learning including analysis of 5 practical case studies
\u2022 1-year free IGCA membership
\u2022 Online Exam and IGCA Certificate<\/p>

Completion Requirements<\/strong><\/p>

\u2022 Success in all the unit tests. Each unit is allocated two, three or four Multiple Choice questions (MCQs). In total 33 MCQs with a pass mark of 70% and an unlimited number of attempts. Each unit test is 10 minutes.
\u2022 Success in the final test of 40 MCQs for the completion and award of the Certificate in Anti Money Laundering, issued by the International Governance and Compliance Association (IGCA). The pass mark is 70% and two attempts are permitted. The final test is 60 minutes.<\/p>

Accreditation and CPD Recognition<\/p>

This programme has been developed by the\u00a0London Governance & Compliance Academy (LGCA)<\/b>, an UK- recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and may be accredited by financial regulators, and general financial training accreditation bodies, such as CISI and ACAMS, for 10 CPD Units.<\/p>

Registration and Access<\/p>

To register for this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online. If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tIGCA Certificate in KYC and CDD | Level 3<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

A key concern and significant risk for financial institutions remain the possibility of unknowingly becoming complicit in money laundering actions, where illegitimate money is moved into legitimate institutions. In order to mitigate such risk, FIs have strengthened their internal control systems by increasingly making use of Know Your Customer (KYC) and Customer Due Diligence (CDD) requirements, as part of their anti-money laundering (AML) strategies.<\/p>

About the Certificate<\/strong><\/p>

KYC\/CDD is a critical element for effectively managing the risks posed by potential clients (thus protecting the organization against criminals, terrorists, and Politically Exposed Persons (PEPs) who might present a higher risk) and possible dubious actions by existing customers that need to be regularly reassessed.<\/p>

This certificate course provides essential knowledge for KYC and CDD procedures which are key tools in assessing customer risk and a legal requirement to comply with Anti-Money Laundering (AML) and Counter-Terrorist Financing (CFT) laws. Effective KYC\/CDD involves knowing a customer\u2019s identity and their financial activities, ongoing monitoring of business activities, and identifying and mitigating the AML\/CFT risk a business relationship may pose on the regulated entity.<\/p>

Expected Learning Outcomes<\/strong><\/p>

\u2022 Understand the importance of adopting effective KYC\/CDD policies and procedures in a regulated entity
\u2022 Review international guidance on the essential elements of KYC standards and the applicable regulatory framework
\u2022 Have the ability to establish and maintain a solid CDD programme
\u2022 Successfully assess the different levels of due diligence that can be applied by an entity
\u2022 Efficiently deal with higher risk situations and cases in an effective manner
\u2022 Have a practical perspective on the adverse effects that can result from lack of efficient KYC\/CDD procedures<\/p>

Topics covered<\/strong><\/p>

\u2022 An introduction to KYC\/Customer Due Diligence (CDD)<\/p>

\u2022 The value of Customer Due Diligence (CDD)<\/p>

\u2022 CDD: Establishing and maintaining a strong CDD programme<\/p>

\u2022 CDD in higher risk situations and record keeping requirements<\/p>

\u2022 AML Case Studies<\/p>

Target Audience<\/p>

This module is addressed to all individuals who practice Anti-Money Laundering such as Compliance\/AML Managers in Banks, Investment Firms, Investment Funds, Trust Service Corporate Providers and Lawyers.<\/p>

Format<\/strong><\/p>

\u2022 Register at any time for this online, open Certificate
\u2022 Study in your own time and at your own pace (you have up to 3 months to complete)
\u2022 Assessed by online multiple-choice exam<\/p>

What is included<\/strong><\/p>

\u2022 10 hours of self-paced online interactive learning including analysis of 7 practical case studies
\u2022 1-year free IGCA membership
\u2022 Online Exam and IGCA Certificate<\/p>

Completion Requirements<\/strong><\/p>

\u2022 Success in all of the four unit tests. Each unit is allocated four Multiple Choice questions (MCQs). In total 16 Multiple Choice questions with a pass mark of 70% and an unlimited number of attempts. Each unit test is 10 minutes.
\u2022 Success in the final test of 20 MCQs for the completion and award of the Certification in KYC and CDD, issued by the International Governance and Compliance Association (IGCA). The pass mark is 70% and two attempts are permitted. The final test is 30 minutes.<\/p>

Accreditation and CPD Recognition<\/strong><\/p>

This programme has been developed by the\u00a0London Governance and Compliance Academy (LGCA)<\/b>, a UK-recognised training institution.<\/p>

The syllabus is verified by external subject matter experts and may be accredited by financial regulators, and general financial training accreditation bodies, such as CISI and ACAMS, for 10 CPD Units.<\/p>

Registration and Access<\/strong><\/p>

To register for this course, click on the\u00a0Get this course<\/i>\u00a0button to pay online. If you wish to receive an invoice instead of paying online, please contact us at\u00a0info@lgca.uk<\/a>.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t

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\n\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t<\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\tIGCA Certificate in Compliance | Level 3<\/a>\n\t\t\t\t\t<\/div>\n\n\t\t\t\t\t

Faced with increasingly regulated environment, this programme offers insight into good compliance practices and the skills to lead effective compliance programmes that supports ethical conduct and commitment to compliance.<\/p>

About the Certificate<\/strong><\/p>

Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales.<\/p>

This certificate programme will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications.<\/p>

In addition, you will explore the foundational principles of compliance: what are the sources of compliance requirements; where are the requirements found; what behavior satisfies \u201ccompliance;\u201d and how do compliance personnel motivate compliant behavior throughout their organization.<\/p>

Expected Learning Outcomes<\/strong><\/p>

By acquiring the Certificate, participants are expected to be able to:<\/p>

\u2022 Comprehend and maintain awareness of compliance requirements
\u2022 Organise and monitor the operation of compliance management system
\u2022 Implement processes for the management of breaches in compliance requirements
\u2022 Provide education and training on compliance requirements and systems
\u2022 Promote and liaise on compliance requirements, systems and related issues
\u2022 Promote compliance with a sound understanding of the requisite legislation
\u2022 Show leadership in the workplace
\u2022 Identify risk and apply risk management processes
\u2022 Manage projects
\u2022 Undertake compliance audits<\/p>

Certificate Content<\/strong><\/p>

Compliance<\/b>
\u2022 Compliance Programs
\u2022 Compliance Perspectives
\u2022 Why do we Need Compliance?<\/p>

International Regulatory Drivers and Controls<\/b>
\u2022 What is regulation?
\u2022 What is regulation designed to achieve?
\u2022 Market Forces
\u2022 Regulation and Practice<\/p>

Compliance in Practice<\/b>
\u2022 The role of the Compliance department
\u2022 The role of the Compliance Officer
\u2022 The role of the Board
\u2022 Key compliance activities and processes
\u2022 Key compliance relationships<\/p>

Ethics, Compliance and Governance Perspectives<\/b>
\u2022 Ethics
\u2022 Compliance
\u2022 Governance<\/p>

Other Key Compliance Areas<\/b>
\u2022 Anti-money laundering
\u2022 Financial crime prevention
\u2022 Managing risk
\u2022 Enforcement<\/p>

Prerequisites<\/strong><\/p>

No previous knowledge or experience is required though it is assumed that participants have good knowledge of English and a sound education background.<\/p>

Target Audience<\/strong><\/p>

\u2022 Staff working in or aspiring to work in the compliance area
\u2022 New graduates from any discipline
\u2022 Staff involved in risk functions and internal or external audit
\u2022 Those wanting to build a career in compliance in the fields of: \u2013 Banking \u2013 Insurance \u2013 Other financial services<\/p>

Certificate Format<\/strong><\/p>

\u2022 Register at any time for this online, open certificate
\u2022 Study in your own time and at your own pace (you have up to 3 months to complete the certificate)
\u2022 Assessed by online multiple-choice exam<\/p>

Exam Format<\/strong><\/p>

\u2022 Type: Multiple choice, closed book online exam
\u2022 Duration: Two hours
\u2022 Pass mark: 70%
\u2022 Number of questions: 100<\/p>

What is included<\/p>

\u2022 25 hours of self-paced online interactive learning including analysis of 4 practical case studies
\u2022 1-year free IGCA membership
\u2022 Practice Questions<\/p>

Completion Requirements<\/strong><\/p>

Success in the final test of 100 MCQs for the completion and award of the Certificate in Anti Money Laundering, issued by the International Governance and Compliance Association (IGCA). The pass mark is 70% and two attempts are permitted. The final test is 120 minutes.<\/p>


\u2022 Online Exam and IGCA Certificate<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t

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\n\t\t\t\n\t\t\t\t\t\t\n\t\t\t\t\t\teLearning Academy<\/span>\n\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t<\/div>\n\t\t\t\t\t<\/div>","protected":false},"excerpt":{"rendered":"

FCA Compliance (CPDs & Introductory Courses) Compliance Introduction Compliance involves the efforts and programs of an organization to ensure that the business complies with government and industry regulations. If your organization is subject to a compliance scheme, it means your business is bound, by contract or law, to follow rules set by external bodies. Description […]<\/p>","protected":false},"author":1,"featured_media":53627,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"content-type":"","inline_featured_image":false},"_links":{"self":[{"href":"https:\/\/lgca.uk\/el\/wp-json\/wp\/v2\/pages\/53494"}],"collection":[{"href":"https:\/\/lgca.uk\/el\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/lgca.uk\/el\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/lgca.uk\/el\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/lgca.uk\/el\/wp-json\/wp\/v2\/comments?post=53494"}],"version-history":[{"count":0,"href":"https:\/\/lgca.uk\/el\/wp-json\/wp\/v2\/pages\/53494\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/lgca.uk\/el\/wp-json\/wp\/v2\/media\/53627"}],"wp:attachment":[{"href":"https:\/\/lgca.uk\/el\/wp-json\/wp\/v2\/media?parent=53494"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}