London Governance & Compliance Academy
The financial services industry is one of the most heavily regulated industries in the UK. This is because of the amount of money that is involved and the potential for harm to customers if the rules are not followed. As such, it is essential that employees in this sector understand the conduct rules that they […]
In recent years, technology has become an increasingly important tool for organisations which need to ensure compliance with regulations and laws. This is especially true as businesses are required to adhere to an ever wider range of rules, that can be difficult to keep track of. By using technology-based solutions, companies can monitor their compliance […]
The Financial Conduct Authority (FCA) is a UK financial regulatory body that was established in 2013. It is responsible for regulating the conduct of financial services firms and ensuring that they comply with the relevant laws and regulations. The FCA is an independent body, funded primarily by fees charged to the firms it regulates. These […]
