London Governance & Compliance Academy

The latest regulatory framework in the Fund Industry in the EU and in the UK

Developing regulatory frameworks for the fund industry in the European Union and post-Brexit UK has been vital to safeguarding investor interests, ensuring market stability and bolstering the financial markets’ integrity. The EU has crafted a system prioritising transparency and investor protection. In contrast, since leaving the EU, the UK has refined its regulatory measures to […]

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What is CASS?

The Client Assets Sourcebook (CASS) – Origins and Objectives The CASS was instituted by the Financial Conduct Authority (FCA), and represents a fundamental cornerstone in the regulatory framework of the United Kingdom’s financial sector. In the wake of the global financial crisis, there emerged an exigent demand for a more structured approach to ensuring that […]

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