The FCA restricts the circulation of crypto-derivatives by banning their sale to retail customers

The FCA restricts the circulation of crypto-derivatives by banning their sale to retail customers

FCA measures include banning the sale, marketing and distribution of any derivatives and exchange traded notes with linkage to unregulated cryptoassets, citing “inherent nature of the underlying assets, which means they have no reliable basis for valuation” to justify them. According to Sheldon Mills, interim Executive Director of Strategy and Competition at the FCA, this […]

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An Overview of Corporate Governance, Financial Regulation and Compliance in the Financial Services Sector

An Overview of Corporate Governance, Financial Regulation and Compliance in the Financial Services Sector

An Overview of Corporate Governance, Financial Regulation and Compliance in the Financial Services Sector Running and managing a financial institution or any organization involved in the provision of financial services is not the simplest of tasks these days. As a result of a global push for increased financial transparency and corporate accountability, a greater number […]

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