London Governance & Compliance Academy
The UK’s regulatory framework for financial companies is a complex and ever-evolving set of rules, regulations and laws that govern the financial services industry in the United Kingdom and ensure legal and ethical operation. It is designed to protect consumers from harm, ensure fair competition between firms, promote market integrity and maintain financial stability. The […]
The financial services industry is one of the most heavily regulated industries in the UK. This is because of the amount of money that is involved and the potential for harm to customers if the rules are not followed. As such, it is essential that employees in this sector understand the conduct rules that they […]
The Financial Conduct Authority (FCA) is a UK financial regulatory body that was established in 2013. It is responsible for regulating the conduct of financial services firms and ensuring that they comply with the relevant laws and regulations. The FCA is an independent body, funded primarily by fees charged to the firms it regulates. These […]
